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Aulden Michael Hopper

Saos Capital, LLC

Mount Pleasant, SC

CRD 7629288

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Employer firm

Saos Capital, LLC CRD 159515

$239M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Saos Capital, Llc

410 Mill St Suite 107, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-11-19
  • SC RA
    APPROVED
    Since 2022-11-19

Branch Locations

410 Mill St Suite 107, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saos Capital, Llc Mount Pleasant SC 08/2021 Present
Saos Capital Mt Pleasant SC 08/2021 Present
Warby Parker Raleigh NC 08/2019 07/2021
Student Cherryville NC 08/2003 06/2021
Carolina Care Center Cherryville NC 06/2013 01/2019
Sunglass Hut Raleigh NC 05/2018 09/2018
Saos Capital Mt Pleasant SC 01/2025 Present
  • 08/2021 → Present
    Saos Capital, Llc
    Mount Pleasant, SC
  • 08/2021 → Present
    Saos Capital
    Mt Pleasant, SC
  • 08/2019 → 07/2021
    Warby Parker
    Raleigh, NC
  • 08/2003 → 06/2021
    Student
    Cherryville, NC
  • 06/2013 → 01/2019
    Carolina Care Center
    Cherryville, NC
  • 05/2018 → 09/2018
    Sunglass Hut
    Raleigh, NC
  • 01/2025 → Present
    Saos Capital
    Mt Pleasant, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-18
  • S65 Uniform Investment Adviser Law Examination
    2022-11-18

View on SEC IAPD

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APOLLON FINANCIAL, LLC
JANNEY MONTGOMERY SCOTT LLC

Nearby Investors

ALEXANDRA GUNDRADA LUNDGREN
Josh Joseph Renda
JASON THOMAS ROSENER

Nearby Offices

APOLLON WEALTH MANAGEMENT, LLC · MOUNT PLEASANT, SC
APOLLON FINANCIAL, LLC · MOUNT PLEASANT, SC
JANNEY MONTGOMERY SCOTT LLC · Mt. Pleasant, SC

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