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Bobby Lee O'BRian

Raymond James & Associates, Inc.

Omaha, NE

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2018-05-14
  • NE RA
    APPROVED
    Since 2018-05-14

Branch Locations

13120 Pierce Street Suite 200, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 08/2009 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 04/2018
Raymond James & Associates Omaha NE 04/2018 Present
  • 08/2009 → 11/2016
    Wells Fargo Advisors Llc
    Omaha, NE
  • 11/2016 → 04/2018
    Wells Fargo Clearing Services, Llc
    Omaha, NE
  • 04/2018 → Present
    Raymond James & Associates
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-21
  • S66 Uniform Combined State Law Examination
    2009-03-21
Other Names
  • Bobby L O Brian
  • Bobby L O'BRian

View on SEC IAPD

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