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Indianapolis, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Indianapolis | IN | 08/2022 | 03/2024 |
| Regions Bank | Indianapolis | IN | 01/2022 | 08/2022 |
| Advise Insurance | Indianapolis | IN | 10/2020 | 01/2022 |
| Gerking Investments, Llc | Bloomington | IN | 07/2020 | 10/2020 |
| Goodfella's Pizzeria | Bloomington | IN | 06/2020 | 07/2020 |
| Soapy Soap Company | Bloomington | IN | 05/2020 | 06/2020 |
| Full-Time Student | Bloomington | IN | 06/2019 | 05/2020 |
| Self-Employed | Bloomington | IN | 05/2019 | 06/2019 |
| Full-Time Student | Bloomington | IN | 06/2015 | 05/2019 |
| Osaic Wealth, Inc. | Indianapolis | IN | 03/2024 | 06/2024 |
| The Leaders Group Inc | Indianapolis | IN | 09/2024 | Present |
| Tapfin/Ey | Indianapolis | IN | 06/2025 | Present |
1.) DREAMVISION - 3/1/2024 - 9425 San Jacinto Drive, Apt C, Indianapolis, IN 46250 - CEO, Sales, Invt Rel, Insurance business, 60 hrs/mo; 10 hrs/mo (during trading hours). 2.) AFFILIATE MARKETING - 8/26/2024 - 9425 San Jacinto Drive, Apt C, Indianapolis, IN 46250 - Marketer, Promoting links for products and services and getting a commission when someone signs up through that link, Not Invt Rel, Promoting affiliate links, 2 hrs/mo; 0 hrs/mo (during trading hours). 3.) INDEPENDENT INSURANCE AGENT - 8/26/2024 - 9425 San Jacinto Drive, Apt C, Indianapolis, IN 46250 - Agent, Advising/educating and selling various insurance products to clients, Invt Rel, Insurance business, 10 hrs/mo; 2 hrs/mo (during trading hours). 4.) LAST MILE DELIVERY SERVICE - 6/20/2024 - 9425 San Jacinto Drive, Apt C, Indianapolis, IN 46250 - Driver, Delivering various things such as packages/food and groceries, Not Invt Rel, Self employed delivery driver, 10 hrs/mo; 0 hrs/mo (during trading hours). 5.) TUTORING - 6/20/2024 - 9425 San Jacinto Drive, Apt C, Indianapolis, IN 46250 - Tutor, tutoring students on various topics mainly series exams, Not Invt Rel, Self-employed tutoring, 5 hrs/mo; 0 hrs/mo (during trading hours). 5.) FINANCIAL PLANNING - 6/01/2025 - 9425 San Jacinto Drive, Apt C, Indianapolis, IN 46250 - Providing financial education to employees of companies and retirement systems with no recommendations or sales involves. Not Invt Rel, Finanicial education, 160 hrs/mo; 160 hrs/mo (during trading hours)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-17 |
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