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Current Employers
Compass Wealth Management Llc

10 Water Street, Guilford, CT 06437 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-04
  • CT RA
    APPROVED
    Since 2026-06-04

Branch Locations

10 Waters St., Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Wealth Management Llc Guilford CT 06/2026 Present
Full-Time Education Weston CT 01/2012 06/2018
Thunderhouse, Llc New York NY 06/2018 05/2021
Riskbridge Advisors, Llc New Canaan CT 06/2021 12/2021
Riskbridge Advisors, Llc New Canaan CT 01/2022 05/2026
Riskbridge Advisors, Llc New Canaan CT 05/2022 06/2023
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-23
  • S65 Uniform Investment Adviser Law Examination
    2024-02-23

View on SEC IAPD

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