William Baker Herbert

Current Employers

Balanced Wealth Management, Llc.

1350 Division Road Suite 204, West Warwick, RI 02893 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-02-14
RI	RA	APPROVED	2025-02-07

MA RA
APPROVED

Since 2025-02-14
RI RA
APPROVED

Since 2025-02-07

Branch Locations

117 Kendrick Street, Suite 300, Needham, MA 02494 • United States

Winchester, MA • United States

1350 Division Road Suite 204, West Warwick, RI 02893 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Winchester	MA	09/2016	09/2022
Island Oasis	Walpole	MA	06/2011	09/2016
Guardian Life Insurance Company	Needham	MA	09/2022	Present
Park Avenue Securities Llc	Needham	MA	05/2023	01/2025
Park Avenue Securities Llc	Winchester	MA	09/2023	01/2025
Balanced Wealth Management, Llc	East Greenwich	RI	01/2025	Present

09/2016 → 09/2022

Self Employed

Winchester, MA
06/2011 → 09/2016

Island Oasis

Walpole, MA
09/2022 → Present

Guardian Life Insurance Company

Needham, MA
05/2023 → 01/2025

Park Avenue Securities Llc

Needham, MA
09/2023 → 01/2025

Park Avenue Securities Llc

Winchester, MA
01/2025 → Present

Balanced Wealth Management, Llc

East Greenwich, RI

Previous Registrations

2023-09-25 → 2025-02-03

Park Avenue Securities Llc

Needham, MA

Winchester, MA

Other Businesses

1) Guardian Life Insurance; Not investment-related; Needham, MA 02494; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-02

S66 Uniform Combined State Law Examination

2023-08-02

View on SEC IAPD