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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2021-04-09 |
| MN | RA | APPROVED | 2019-12-17 |
| NJ | RA | APPROVED | 2017-06-15 |
| TX | RA | APPROVED | 2012-09-25 |
| MD | RA | APPROVED | 1999-02-17 |
Branch Locations
80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States
7242 State Route 9 Ste B, Plattsburgh, NY 12901 • United States
Schenectady, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Albany | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Albany | NY | 03/2020 | Present |
Business Ownership; FFLIH LLC; Owner; Administration of the practice; 80 Wolf Rd, Suite 102, , Albany, NY, 12205; Not Investment-Related; 07/11/2018; 20 to 39 hours per month; 20 to 39 during trading hours / INetwork NY LLC; Coaching and managing operations for Inspire Network LLC; Consulting; 80 Wolf Road, , Albany, NY, 12205; Investment-Related; 04/24/2014; 20 to 39 hours per month; 10 to 19 during trading hours / Inspire Tax LLC; Co-owner; Tax Preparation; 80 WOLF RD, , Albany, NY, 12205; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Holdings LLC; Co-owner; Manage Ameriprise Business; 80 Wolf Rd, , Albany, NY, 12205; Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Life LLC; Co-owner; There is no marketable business and will not provide an income. It is created only to hold the life insurance policies for the partners.; 80 WOLF RD, , Albany, NY, 12205; Not Investment-Related; 09/30/2025; 0 hours per month; 0 during trading hours / Mirkovic5; Owner; Support of practice. "Mirkovic5" owns shares of FFLIH LLC; 3 Tamarack Ln, , Niskayuna, NY, 12309; Investment-Related; 06/11/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Junior Achievement of NENY; Development Chair; 8 Stanley Circle, , Latham, NY, 12110; Not Investment-Related; 11/15/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FFLIH LLC; Managing Partner - Leading Administration of the Inspire Confidence Group practice; ; 80 Wolf Rd, Suite 102, , Albany, NY, 12205; Not Investment-Related; 08/01/2020; 20 to 39 hours per month; 20 to 39 during trading hours / INetwork NY LLC; CEO - Franchise ConsultingLeadership CoachSpeaker; Coaching; 80 Wolf Rd,, , Albany, NY, 12205; Investment-Related; 05/01/2014; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-01-25 |
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