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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
PA RA APPROVED 2021-04-09
MN RA APPROVED 2019-12-17
NJ RA APPROVED 2017-06-15
TX RA APPROVED 2012-09-25
MD RA APPROVED 1999-02-17
  • NY RA
    APPROVED
    Since 2021-04-16
  • PA RA
    APPROVED
    Since 2021-04-09
  • MN RA
    APPROVED
    Since 2019-12-17
  • NJ RA
    APPROVED
    Since 2017-06-15
  • TX RA
    APPROVED
    Since 2012-09-25
  • MD RA
    APPROVED
    Since 1999-02-17

Branch Locations

80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States

7242 State Route 9 Ste B, Plattsburgh, NY 12901 • United States

Schenectady, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Albany NY 09/2005 03/2020
Ameriprise Financial Services, Llc Albany NY 03/2020 Present
Other Businesses

Business Ownership; FFLIH LLC; Owner; Administration of the practice; 80 Wolf Rd, Suite 102, , Albany, NY, 12205; Not Investment-Related; 07/11/2018; 20 to 39 hours per month; 20 to 39 during trading hours / INetwork NY LLC; Coaching and managing operations for Inspire Network LLC; Consulting; 80 Wolf Road, , Albany, NY, 12205; Investment-Related; 04/24/2014; 20 to 39 hours per month; 10 to 19 during trading hours / Inspire Tax LLC; Co-owner; Tax Preparation; 80 WOLF RD, , Albany, NY, 12205; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Holdings LLC; Co-owner; Manage Ameriprise Business; 80 Wolf Rd, , Albany, NY, 12205; Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Life LLC; Co-owner; There is no marketable business and will not provide an income. It is created only to hold the life insurance policies for the partners.; 80 WOLF RD, , Albany, NY, 12205; Not Investment-Related; 09/30/2025; 0 hours per month; 0 during trading hours / Mirkovic5; Owner; Support of practice. "Mirkovic5" owns shares of FFLIH LLC; 3 Tamarack Ln, , Niskayuna, NY, 12309; Investment-Related; 06/11/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Junior Achievement of NENY; Development Chair; 8 Stanley Circle, , Latham, NY, 12110; Not Investment-Related; 11/15/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FFLIH LLC; Managing Partner - Leading Administration of the Inspire Confidence Group practice; ; 80 Wolf Rd, Suite 102, , Albany, NY, 12205; Not Investment-Related; 08/01/2020; 20 to 39 hours per month; 20 to 39 during trading hours / INetwork NY LLC; CEO - Franchise ConsultingLeadership CoachSpeaker; Coaching; 80 Wolf Rd,, , Albany, NY, 12205; Investment-Related; 05/01/2014; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-25
  • S66 Uniform Combined State Law Examination
    1999-01-25
Other Names
  • Sasa Mirkovic

View on SEC IAPD

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