Stephanie Jean Kern

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → 04/2024
  Ameriprise Financial Services, Llc
  Davenport, IA
• 01/2021 → 09/2022
  Branderhorst, Plc
  Newton, IA
• 10/2020 → 01/2021
  Homemaker
  Davenport, IA
• 09/2015 → 10/2020
  Wells Fargo
  Davenport, IA
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Davenport, IA

Exams

• S66 Uniform Combined State Law Examination
  2024-05-10

Other Names

• Steph Kern
• Stephanie Jean Schmidt
• Steph Schmidt
• Steph J Kern
• Steph J Schmidt
• Stephanie J Kern
• Stephanie J Schmidt
• Steph Jean Schmidt
• Steph Jean Kern