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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-11 |
| IL | RA | APPROVED | 2026-04-10 |
Branch Locations
110 N Wacker Dr, Chicago, IL 60606 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2022 | Present |
| University Of Wisconsin | Maidson | WI | 03/2022 | 08/2022 |
| Tds Telecommunications | Madison | WI | 07/2021 | 02/2022 |
| Chaser's Bar And Grille | Madison | WI | 06/2021 | 08/2021 |
| University Of Wisconsin | Madison | WI | 08/2019 | 05/2021 |
| Amazon | Eagan | MN | 06/2019 | 08/2019 |
| Brooks Brothers | Minneapolis | MN | 06/2019 | 08/2019 |
| University Of Wisconsin | Madison | WI | 09/2018 | 05/2019 |
| Mendota Heights Par 3 Golf Course | Mendota Heights | MN | 06/2018 | 08/2018 |
| St. Thomas Academy | Mendota Heights | MN | 09/2017 | 06/2018 |
| Map South Hockey | Mendota Heights | MN | 06/2017 | 09/2017 |
| St. Thomas Academy | Mendota Heights | MN | 08/2013 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-09 |
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