Jonathan Chen

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-18
CA	RA	APPROVED	2023-10-03

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pasadena	CA	08/2023	Present
Merrill Lynch	Pasadena	CA	08/2022	12/2022
Universal Bank	Eagle Rock	CA	06/2020	08/2020
University Of California - Berkeley	Berkeley	CA	08/2019	08/2023
La Salle High School	Pasadena	CA	08/2015	05/2019

08/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA
08/2022 → 12/2022

Merrill Lynch

Pasadena, CA
06/2020 → 08/2020

Universal Bank

Eagle Rock, CA
08/2019 → 08/2023

University Of California - Berkeley

Berkeley, CA
08/2015 → 05/2019

La Salle High School

Pasadena, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-02