Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-29
TX RA APPROVED 2024-04-26
  • CO RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED
    Since 2024-04-26

Branch Locations

4699 N Mesa St, El Paso, TX 79912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Paso TX 09/2022 Present
Village Inn / Verlander Enterprises El Paso TX 03/2014 08/2022
Other Businesses

I* 1503272For profit or not for profit: Name of outside business organization: Pantoja Investment related: noAddress of business: El Paso, TX, 79934Nature of business: Position, title, association: ExecutorStart date of relationship: 09/29/2023Number of hours devoted: 6 yearlyNumber of hours devoted during trading hours: 0Duties: I*1898281, Entity Type Entity For Profit, Name of OBA: Village Inn Restaurants Address: El PasoTexas79935 Investment Related: No Position, Title, Association: Employee Employee Start Date: 07/13/2024No Hours: 16 weekly No Hours during trading: 0 Duties: Restaurant Business providing breakfast, lunch and dinner to patrons.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
  • S66 Uniform Combined State Law Examination
    2024-04-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in El Paso, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor