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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED | 2024-04-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Paso | TX | 09/2022 | Present |
| Village Inn / Verlander Enterprises | El Paso | TX | 03/2014 | 08/2022 |
I* 1503272For profit or not for profit: Name of outside business organization: Pantoja Investment related: noAddress of business: El Paso, TX, 79934Nature of business: Position, title, association: ExecutorStart date of relationship: 09/29/2023Number of hours devoted: 6 yearlyNumber of hours devoted during trading hours: 0Duties: I*1898281, Entity Type Entity For Profit, Name of OBA: Village Inn Restaurants Address: El PasoTexas79935 Investment Related: No Position, Title, Association: Employee Employee Start Date: 07/13/2024No Hours: 16 weekly No Hours during trading: 0 Duties: Restaurant Business providing breakfast, lunch and dinner to patrons.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-24 |
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