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Daniel M Harris

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stuart, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-29
TX RA APPROVED_RES 2024-04-12
  • FL RA
    APPROVED
    Since 2024-04-29
  • TX RA
    APPROVED_RES
    Since 2024-04-12

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stuart FL 09/2022 Present
Sherwin Williams Coral Springs FL 10/2020 09/2022
Florida Pawn Margate FL 11/2016 05/2017
R & G Friendly Pawn Oakland Park FL 06/2015 10/2016
Broward College Fort Lauderdale FL 06/2012 12/2019
Florida Atlantic University Boca Raton FL 01/2020 05/2022
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stuart, FL
  • 10/2020 → 09/2022
    Sherwin Williams
    Coral Springs, FL
  • 11/2016 → 05/2017
    Florida Pawn
    Margate, FL
  • 06/2015 → 10/2016
    R & G Friendly Pawn
    Oakland Park, FL
  • 06/2012 → 12/2019
    Broward College
    Fort Lauderdale, FL
  • 01/2020 → 05/2022
    Florida Atlantic University
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-05
  • S66 Uniform Combined State Law Examination
    2024-03-05

View on SEC IAPD

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