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Sunghee Shin

Ameriprise Financial Services, LLC

Honolulu, HI

Honolulu, HI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-02-17
  • HI RA
    APPROVED
    Since 2023-02-17

Branch Locations

Honolulu, HI • United States

745 Fort Street Ste 1400, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Honolulu HI 09/2022 Present
Jason J Lee Cpa Inc Honolulu HI 01/2013 08/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-13

View on SEC IAPD

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