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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-18
MD RA APPROVED 2024-05-06
  • TX RA
    APPROVED
    Since 2025-02-18
  • MD RA
    APPROVED
    Since 2024-05-06

Branch Locations

954 Ridgebrook Rd. Suite 200, Sparks, MD 21152 • United States

Phoenix, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2023 09/2023
St. Paul's High School Timonium MD 08/2015 08/2019
Designplex Biomedical, Llc Fort Worth TX 06/2022 08/2022
Kuttin Wealth Management Arlington TX 09/2022 12/2022
Texas Christian University Forth Worth TX 08/2019 05/2023
Unemployed Dallas TX 05/2023 07/2023
Ameriprise Financial Services, Llc Minneapolis MN 09/2022 12/2022
Ameriprise Financial Services, Llc Phoenix MD 05/2024 Present
Chipotle Mexican Grill Dallas TX 09/2023 04/2024
  • 07/2023 → 09/2023
    Equitable Advisors, Llc
    New York, NY
  • 08/2015 → 08/2019
    St. Paul's High School
    Timonium, MD
  • 06/2022 → 08/2022
    Designplex Biomedical, Llc
    Fort Worth, TX
  • 09/2022 → 12/2022
    Kuttin Wealth Management
    Arlington, TX
  • 08/2019 → 05/2023
    Texas Christian University
    Forth Worth, TX
  • 05/2023 → 07/2023
    Unemployed
    Dallas, TX
  • 09/2022 → 12/2022
    Minneapolis, MN
  • 05/2024 → Present
    Phoenix, MD
  • 09/2023 → 04/2024
    Chipotle Mexican Grill
    Dallas, TX
Other Businesses

Board of Directors; Alumni Board; Executive Member; 11152 Falls Rd, , Brooklandville, MD, 21022; Not Investment-Related; 08/14/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Pearl Financial Partners, LLC; Servicing Ameriprise clients; Manage advisory business; 954 Ridgebrook Rd, Suite 200, Sparks Glencoe, MD, 21152; Investment-Related; 02/19/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Peerspace Listing; I will be listing our conference room out on Peerspace. I will be making a Peerspace account to do so. For Jon Pearlstein it will fall under his OBO for his 954 Ridgebrook LLC as he owns the space. I will be in charge of chatting with people who want to use the space, providing rules, directions, and descriptions. I'm also in charge of being here when someone wants to rent it out to keep an eye on them and help if necessary. I will be getting paid 50% of what we make on it. We don't know exactly how much we would make or how much time will need to be spent right now.; 954 Ridgebrook Rd, Suite 200, Sparks Glencoe, MD, 21152; Not Investment-Related; 02/17/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-18
S63 Uniform Securities Agent State Law Examination 2023-09-28
  • S65 Uniform Investment Adviser Law Examination
    2024-04-18
  • S63 Uniform Securities Agent State Law Examination
    2023-09-28

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