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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-18 |
| MD | RA | APPROVED | 2024-05-06 |
Branch Locations
954 Ridgebrook Rd. Suite 200, Sparks, MD 21152 • United States
Phoenix, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 07/2023 | 09/2023 |
| St. Paul's High School | Timonium | MD | 08/2015 | 08/2019 |
| Designplex Biomedical, Llc | Fort Worth | TX | 06/2022 | 08/2022 |
| Kuttin Wealth Management | Arlington | TX | 09/2022 | 12/2022 |
| Texas Christian University | Forth Worth | TX | 08/2019 | 05/2023 |
| Unemployed | Dallas | TX | 05/2023 | 07/2023 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 09/2022 | 12/2022 |
| Ameriprise Financial Services, Llc | Phoenix | MD | 05/2024 | Present |
| Chipotle Mexican Grill | Dallas | TX | 09/2023 | 04/2024 |
Board of Directors; Alumni Board; Executive Member; 11152 Falls Rd, , Brooklandville, MD, 21022; Not Investment-Related; 08/14/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Pearl Financial Partners, LLC; Servicing Ameriprise clients; Manage advisory business; 954 Ridgebrook Rd, Suite 200, Sparks Glencoe, MD, 21152; Investment-Related; 02/19/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Peerspace Listing; I will be listing our conference room out on Peerspace. I will be making a Peerspace account to do so. For Jon Pearlstein it will fall under his OBO for his 954 Ridgebrook LLC as he owns the space. I will be in charge of chatting with people who want to use the space, providing rules, directions, and descriptions. I'm also in charge of being here when someone wants to rent it out to keep an eye on them and help if necessary. I will be getting paid 50% of what we make on it. We don't know exactly how much we would make or how much time will need to be spent right now.; 954 Ridgebrook Rd, Suite 200, Sparks Glencoe, MD, 21152; Not Investment-Related; 02/17/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-28 |
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