Alec Kai Newton

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 10/2022 → 11/2022
  Unemployed
  Lone Tree, CO
• 07/2021 → 10/2022
  Bank Of The West Bnp Paribas
  Centennial, CO
• 05/2021 → 07/2021
  Unemployed
  Grand Junction, CO
• 06/2019 → 05/2021
  Sprouts Farmers Market Llc
  Fort Collins, CO
• 08/2018 → 06/2019
  Unemployed
  Grand Junction, CO
• 05/2018 → 08/2018
  City Of Grand Junction Parks And Recreation
  Grand Junction, CO
• 08/2015 → 05/2018
  Unemployed
  Grand Junction, CO

Exams

• S66 Uniform Combined State Law Examination
  2024-06-11
• S63 Uniform Securities Agent State Law Examination
  2023-03-07