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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-09
LA RA APPROVED 2023-05-03
  • TX RA
    APPROVED
    Since 2024-08-09
  • LA RA
    APPROVED
    Since 2023-05-03

Branch Locations

5440 Mounes Street Suite 112, New Orleans, LA 70123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New Orleans LA 09/2022 Present
Massmutual Life Insurance Co New Orleans LA 02/2022 Present
Louisiana Sugar Refining Gramercy LA 05/2019 02/2022
Louisiana Sugar Refining Gramercy LA 05/2018 12/2018
William Clark, Cpa Baton Rouge LA 01/2018 04/2018
Cutco Marketing Baton Rouge LA 07/2017 12/2017
Lutcher High School/Louisiana State University Lutcher LA 01/2012 05/2019
  • 09/2022 → Present
    New Orleans, LA
  • 02/2022 → Present
    Massmutual Life Insurance Co
    New Orleans, LA
  • 05/2019 → 02/2022
    Louisiana Sugar Refining
    Gramercy, LA
  • 05/2018 → 12/2018
    Louisiana Sugar Refining
    Gramercy, LA
  • 01/2018 → 04/2018
    William Clark, Cpa
    Baton Rouge, LA
  • 07/2017 → 12/2017
    Cutco Marketing
    Baton Rouge, LA
  • 01/2012 → 05/2019
    Lutcher High School/Louisiana State University
    Lutcher, LA
Other Businesses

(1) NAME: CRESCENT CITY UMPIRES INV REL: N ADDR: 3939 PEOPLES ST, METAIRIE, LA 70002 NATURE: SPORTS OFFICIAL POSITION: UMPIRE START DATE: 02/01/2023 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: POCHE WEALTH PARTNERS, LLC INV REL: Y, ADD: 2216 VALENCE ST, NEW ORLEANS, LA 70115 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 3/16/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-03-20

View on SEC IAPD

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