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Daniel Faris

Citizens Securities, Inc.

Albany, NY

South Burlington, VT

Montpelier, VT

Middlebury, VT

Burlington, VT

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-11
TX RA APPROVED 2024-10-30
VT RA APPROVED 2024-07-02
  • NY RA
    APPROVED
    Since 2025-06-11
  • TX RA
    APPROVED
    Since 2024-10-30
  • VT RA
    APPROVED
    Since 2024-07-02

Branch Locations

20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States

1117 Shelburne Road Ms: Vta521, South Burlington, VT 05403 • United States

7 Main Street Ms: Vta533, Montpelier, VT 05602 • United States

36 Middle Road Route 7, Ms: Vta528, Middlebury, VT 05753 • United States

148 College Street Ms: Vta530, Burlington, VT 05301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Burlington VT 09/2022 06/2024
Massmutual Life Insurance Company Burlington VT 09/2022 06/2024
Cellular Sales Inc. Williston VT 07/2020 10/2022
Unemployed Williston VT 03/2020 07/2020
Vermont Systems Inc. Essex VT 09/2018 03/2020
Ramuntos Williston VT 06/2016 09/2018
Tesla Williston VT 07/2017 06/2018
Saint Joseph's University Philadelphia PA 08/2013 05/2017
Citizens Securities, Inc. South Burlington VT 06/2024 Present
  • 09/2022 → 06/2024
    Mml Investors Services, Llc
    Burlington, VT
  • 09/2022 → 06/2024
    Massmutual Life Insurance Company
    Burlington, VT
  • 07/2020 → 10/2022
    Cellular Sales Inc.
    Williston, VT
  • 03/2020 → 07/2020
    Unemployed
    Williston, VT
  • 09/2018 → 03/2020
    Vermont Systems Inc.
    Essex, VT
  • 06/2016 → 09/2018
    Ramuntos
    Williston, VT
  • 07/2017 → 06/2018
    Tesla
    Williston, VT
  • 08/2013 → 05/2017
    Saint Joseph's University
    Philadelphia, PA
  • 06/2024 → Present
    Citizens Securities, Inc.
    South Burlington, VT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-26
  • S66 Uniform Combined State Law Examination
    2022-11-26

View on SEC IAPD

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