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Sheila Mercedes Leite

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Colorado Springs, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
CO RA APPROVED 2022-12-16
  • TX RA
    APPROVED
    Since 2023-01-31
  • CO RA
    APPROVED
    Since 2022-12-16

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

90 S Cascade Ave, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coloarado Springs CO 03/2021 Present
Wells Fargo Colorado Springs CO 06/2018 03/2021
Victoria's Secret Stores, Llc Waterbury - Milford - Colorado Springs CT 08/2015 12/2018
University Of Hartford West Hartford CT 09/2015 05/2017
Bank Of America, N.A. Colorado Springs CO 10/2022 Present
  • 03/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Coloarado Springs, CO
  • 06/2018 → 03/2021
    Wells Fargo
    Colorado Springs, CO
  • 08/2015 → 12/2018
    Victoria's Secret Stores, Llc
    Waterbury - Milford - Colorado Springs, CT
  • 09/2015 → 05/2017
    University Of Hartford
    West Hartford, CT
  • 10/2022 → Present
    Bank Of America, N.A.
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-01
  • S66 Uniform Combined State Law Examination
    2022-12-01
Other Names
  • Sheila Mercedes Leite Baptista
  • Sheila Mercedes Leite-Baptista
  • Sheila Mercedes Leitebaptista
  • Sheila Mercedes Leite Baptista

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · PENNINGTON, NJ
CETERA INVESTMENT ADVISERS LLC · Pennington, NJ
PALANTE WEALTH ADVISORS, LLC · PENNINGTON, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Pennington, NJ
1-800-401K PLAN.COM, LLC · LAWRENCEVILLE, NJ
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