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Current Employers
Herold Advisors, Inc.

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-09
NY RA APPROVED 2025-06-25
  • TX RA
    APPROVED_RES
    Since 2026-04-09
  • NY RA
    APPROVED
    Since 2025-06-25

Branch Locations

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

35 Pinelawn Rd Suite 101E, Melville, NY 11747 • United States

Lantern Wealth Advisors, Llc

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-10
  • NY RA
    APPROVED
    Since 2023-03-10

Branch Locations

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Dix Hills NY 09/2012 08/2022
Herold & Lantern Investments, Inc. Melville NY 09/2022 Present
Lantern Wealth Advisors, Llc Melville NY 02/2023 Present
Herold Advisors, Inc. New York NY 06/2025 Present
Other Businesses

Lantern Wealth Advisors, LLC - investment related located at 35 Pinelawn Rd Suite 101E Melville NY 11747. As of 02/2023 Acting as a registered investment advisor representative offering wealth management solutions to investors, Approximately 60 hours/month are devoted to the wealth management business, most of which are during securities trading hours. Herold Advisors, Inc - investment related located at 35 Pinelawn Rd Suite 101E Melville NY 11747. As of 06/2025. Registered investment advisor representative offering wealth management solutions to investors, Approximately 60 hours/month are devoted to the wealth management business, most of which are during securities trading hours. Lantern Insurance Brokerage, Inc. - investment related and non-invested related. Located at 35 Pinelawn Rd Suite 101E Melville, NY 11747. Insurance agent offering predominantly life insurance and/or variable life/variable annuities as of 03/2026. Approximately 5 hours/month most of which are during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10

View on SEC IAPD

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