Michelle Roberts

Employer firm

Symphony Financial, Ltd. Co. CRD 171816

$1.35B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• MULTI FAMILY OFFICE SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 06/2024
  Retirement Planners Of America
  Houston, TX
• 06/2007 → 08/2022
  Vantage Point Test Prep
  Houston, TX
• 06/2024 → Present
  Symphony Financial, Ltd. Co.
  Houston, TX

Previous Registrations

• 2022-09-27 → 2024-06-10
  Retirement Planners Of America
  Houston, TX
  Plano, TX

Other Businesses

1) the name of the other business: Vantage Point Test Prep; whether the business is investment-related: No; the address of the other business: Same as home address; the nature of the other business: Exam prep and tutoring; your position: Sole prop owner; title, or relationship with the other business: owner; the start date of your relationship: 06/2007; the approximate number of hours/month you devote to the other business: o; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: Sole prop still exists but no time spent with the business; 2) the name of the other business: Insight Wealth Management LLC; whether the business is investment-related: Yes; the address of the other business: Same as adviser; the nature of the other business: DBA under which advisory services of SFL are provided; your position: registered agent; title, or relationship with the other business: registered agent of LLC; the start date of your relationship: 5/2024; the approximate number of hours/month you devote to the other business; All advisory business is conducting through this DBA; the number of hours you devote to the other business during securities trading hours: All advisory business is conducted through this DBA; and briefly describe your duties relating to the other business: Provide advisory services as an IAR of SFL;

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-09-26