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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-23 |
| IN | RA | APPROVED | 2023-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kimball Hospitality | Jasper | IN | 02/2018 | 03/2022 |
| Kimball Office | Jasper, Indiana | IN | 02/2003 | 02/2018 |
| Unemployed | Santa Claus | IN | 03/2022 | 10/2022 |
| Raymond James Financial Services, Inc | Santa Claus | IN | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Santa Claus | IN | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Santa Claus | IN | 04/2023 | Present |
(1)Name of Business: Windell Financial Services Address: 1 N Kringle Pl Ste B, Santa Claus, IN, 47579-6153, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 06/16/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-10 |
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