Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-26 |
| TX | RA | APPROVED | 2025-01-02 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kayne Anderson Rudnick Investment Management, Llc | Los Angeles | CA | 09/2017 | 09/2022 |
| Oakwood Capital Management Llc | Los Angeles | CA | 12/2008 | 08/2017 |
| Kayne Anderson Rudnick Investment Management, Llc | Los Angeles | CA | 09/2022 | 07/2024 |
| Unemployed | Los Angeles | CA | 08/2024 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 12/2024 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-20 |
| S65 | Uniform Investment Adviser Law Examination | 2011-03-10 |
Reach out to this advisor