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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-23 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2022 | Present |
| Tiaa | Charlotte | NC | 09/2022 | Present |
| One Main Financial / Citigroup | Fort Mill | SC | 05/2013 | 09/2022 |
704 SOUL LINE DANCE POSITION: Instructor NATURE: Line dance instructor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/13/2026 ADDRESS: 3716 W WT Harris Blvd, Charlotte NC 28269, United States DESCRIPTION: Teaching line dances
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-21 |
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