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Kevin Perrault

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fuquay Varina, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
NC RA APPROVED 2023-02-07
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • NC RA
    APPROVED
    Since 2023-02-07

Branch Locations

1335 E Broad St, Fuquay Varina, NC 27526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 07/2019 Present
Aafmaa Fayetteville NC 03/2019 07/2019
Wells Fargo Raleigh NC 05/2017 03/2019
Pnc Bank Raleigh NC 02/2017 05/2017
Wells Fargo Raleigh NC 11/2011 02/2017
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Raleigh, NC
  • 03/2019 → 07/2019
    Aafmaa
    Fayetteville, NC
  • 05/2017 → 03/2019
    Wells Fargo
    Raleigh, NC
  • 02/2017 → 05/2017
    Pnc Bank
    Raleigh, NC
  • 11/2011 → 02/2017
    Wells Fargo
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
  • S66 Uniform Combined State Law Examination
    2023-01-13

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
SABER CAPITAL MANAGEMENT LLC

Other Investors

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CHRISTOPHER PAUL VASQUES
MICHAEL ROBERTO NUNEZ
DONALD RAYMOND DELARIA, JR.
WESLEY CLAYTON HAMILTON
GREGORY THOMAS KLEIN
BRIAN RUIZ

Other Offices

EDWARD JONES · FUQUAY VARINA, NC
CREDIT UNION INVESTMENT SERVICES · Fuquay Varina, NC
LPL FINANCIAL LLC · FUQUAY VARINA, NC
CAPITAL FINANCIAL MANAGEMENT NC, INC · FUQUAY VARINA, NC
GRADIENT INVESTMENTS, LLC · FUQUAY VARINA, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Fuquay Varina, NC
WELLS FARGO CLEARING SERVICES, LLC · FUQUAY VARINA, NC
SABER CAPITAL MANAGEMENT LLC · FUQUAY VARINA, NC

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