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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-01-17 |
Branch Locations
555 Long Wharf Drive 11Th Floor, New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New Haven | CT | 10/2022 | 01/2025 |
| Quinnipiac University | Hamden | CT | 08/2018 | 05/2022 |
| Dave's Fresh Marketplace | Coventry | RI | 01/2017 | 08/2018 |
| Student | Coventry | RI | 01/2013 | 01/2017 |
| National Financial Network | New Haven | CT | 05/2022 | 10/2022 |
| Park Avenue Securities Llc | New Haven | CT | 02/2023 | 01/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE - VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: DOORDASH, INC.; INVESTMENT RELATED: NO; ADDRESS: 338 TOWN COLONY DRIVE, MIDDLETOWN, CT 06457; NATURE OF BUSINESS: FOOD DELIVERY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: DASHER APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FOOD / ORDER DELIVERY; 3. NAME OF OTHER BUSINESS: FOUNDATION 4 ORPHANS; INVESTMENT RELATED: NO; ADDRESS: 90 JULIAN DR, HAMDEN, CT 06518; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: TREASURER | BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTAIN ADEQUATE AND ACCURATE ACCOUNTS OF ALL PROPERTIES AND TRANSACTIONS OF THE NON-PROFIT; 4. NAME OF OTHER BUSINESS: BNI - CT CONNECTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRAL MARKETING; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: MEMBER | VICE PRESIDENT | EVENT COORDINATOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: CONSISTENT ATTENDANCE AND ACTIVE NETWORKING, MONITOR PERFORMANCE METRICS AND ENSURE COMPLIANCE WITH BNI POLICY, & ORGANIZE CHAPTER SOCIALS; 5. NAME OF OTHER BUSINESS: QUINNIPIAC CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORKING ORGANIZATION; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NETWORKING, EVENTS, & BUSINESS DEVELOPMENT; 6. NAME OF OTHER BUSINESS: GREATER NEW HAVEN CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORKING ORGANIZATION; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NETWORKING, EVENTS, & BUSINESS DEVELOPMENT BUSINESS ADVOCATE, RESOURCE FOR MEMBERS, PROMOTE ECONOMIC GROWTH; 7. NAME OF OTHER BUSINESS: MAGILLA NETWORKING PLATFORM; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORKING PLATFORM; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FACILITATE PROFESSIONAL NETWORKING AND RELATIONSHIP-BUILDING WITH THE GOAL OF DEVELOPING POTENTIAL CLIENT CONNECTIONS, AI POWERED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-02 |
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