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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hannon And Associates | Austintown | OH | 08/2022 | Present |
| West Liberty University | West Liberty | WV | 06/2020 | Present |
| Mcdonald Local Schools | Mcdonald | OH | 08/2012 | 05/2020 |
| Osaic Wealth, Inc. | Youngstown | OH | 04/2024 | Present |
1. HANNON & ASSOCIATES FINANCIAL SERVICES POSITION: Registered Assistant NATURE: Tom Hannon is the sole proprietor of Hannon & Associates Financial Services. He allows me to use his business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 04/17/2024 ADDRESS: 47 Westchester Dr., Youngstown OH 44437, United States DESCRIPTION: Became a registered assistant after passing the series 7. I come in during office hours to answer the phone and provide assistance when possible. Print e-mails and documents for Tom to review, label client folders, keep prospectus' up to date. 2. HANNON & ASSOCIATES FINANCIAL SERVICES LLC POSITION: Financial Advisor NATURE: After the passing of Thomas Hannon, who was the sole proprietor of Hannon & Associates Financial Services, Lori Costantino became the OSJ and registered Hannon & Associates Financial Services as an LLC. She allows me to use this business name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 47 Westchester Dr., Youngstown OH 44437, United States DESCRIPTION: Sales/marketing of securities and insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-02 |
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