Ross A Spaulding

CRD 7625079

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-16
OH	RA	APPROVED	2025-03-05

TX RA
APPROVED

Since 2025-05-16
OH RA
APPROVED

Since 2025-03-05

Branch Locations

Columbus, OH • United States

4343 Easton Commons, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Columbus	OH	03/2023	Present
Tailored Management	Columbus	OH	10/2022	03/2023
Ups	Columbus	OH	04/2022	10/2022
People Helping People Agency	Columbus	OH	10/2021	04/2022
The Ohio State University	Columbus	OH	03/2017	10/2021
Chase Bank	Columbus	OH	08/2015	03/2017

03/2023 → Present

Morgan Stanley

Columbus, OH
10/2022 → 03/2023

Tailored Management

Columbus, OH
04/2022 → 10/2022

Ups

Columbus, OH
10/2021 → 04/2022

People Helping People Agency

Columbus, OH
03/2017 → 10/2021

The Ohio State University

Columbus, OH
08/2015 → 03/2017

Chase Bank

Columbus, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-03

S66 Uniform Combined State Law Examination

2025-03-03

Other Names

Ross Spaulding

View on SEC IAPD

More in Columbus, OH

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