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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-16
TX RA APPROVED 2017-11-10
PA RA APPROVED 2016-09-06
  • NJ RA
    APPROVED
    Since 2025-04-16
  • TX RA
    APPROVED
    Since 2017-11-10
  • PA RA
    APPROVED
    Since 2016-09-06

Branch Locations

300 Conshohocken State Rd Ste 400, Conshohocken, PA 19428 • United States

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Philadelphia PA 04/2014 09/2016
Raymond James & Associates, Inc. Conshohocken PA 09/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 4282 Harbor Beach Boulevard, Brigantine, NJ, 08203, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 10/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Playing music periodically on weekends with a few bands as a drummer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-20
  • S66 Uniform Combined State Law Examination
    2007-09-20

View on SEC IAPD

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