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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-12-10 |
Branch Locations
1 Financial Plaza Suite 2110, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hennes & Mauritz Ab | Providence | RI | 10/2017 | 07/2021 |
| Door Dash | Providence | RI | 07/2021 | 11/2021 |
| Prime Now Llc | Providence | RI | 11/2021 | 08/2022 |
| Oppenheimer & Co. Inc. | Providence | RI | 08/2022 | Present |
| The Greene School | West Greenwich | RI | 01/2014 | 06/2017 |
| Ymca Of Lincoln | Lincoln | RI | 05/2015 | 11/2016 |
| Unemployed | Unemployed | RI | 06/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-09 |
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