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Michael Angelo Aguilar

Oppenheimer & Co. Inc.

Providence, RI

CRD 7624816

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-12-10
  • RI RA
    APPROVED
    Since 2024-12-10

Branch Locations

1 Financial Plaza Suite 2110, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hennes & Mauritz Ab Providence RI 10/2017 07/2021
Door Dash Providence RI 07/2021 11/2021
Prime Now Llc Providence RI 11/2021 08/2022
Oppenheimer & Co. Inc. Providence RI 08/2022 Present
The Greene School West Greenwich RI 01/2014 06/2017
Ymca Of Lincoln Lincoln RI 05/2015 11/2016
Unemployed Unemployed RI 06/2017 10/2017
  • 10/2017 → 07/2021
    Hennes & Mauritz Ab
    Providence, RI
  • 07/2021 → 11/2021
    Door Dash
    Providence, RI
  • 11/2021 → 08/2022
    Prime Now Llc
    Providence, RI
  • 08/2022 → Present
    Providence, RI
  • 01/2014 → 06/2017
    The Greene School
    West Greenwich, RI
  • 05/2015 → 11/2016
    Ymca Of Lincoln
    Lincoln, RI
  • 06/2017 → 10/2017
    Unemployed
    Unemployed, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-09
  • S66 Uniform Combined State Law Examination
    2024-12-09

View on SEC IAPD

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