William Nicholas Horak

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 07/2025 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 06/2025 → 06/2025
  Unemployed
  Park Ridge, IL
• 09/2021 → 06/2025
  Santa Clara University
  Santa Clara, CA
• 03/2025 → 05/2025
  Summitry
  Foster City, CA
• 09/2022 → 04/2025
  Santa Clara University - Leavey School Of Business
  Santa Clara, CA
• 06/2024 → 09/2024
  Morgan Stanley
  Chicago, IL
• 06/2023 → 09/2023
  Lincoln International
  Chicago, IL
• 06/2022 → 09/2022
  Newedge Advisors Llc
  Arlington Heights, IL
• 06/2022 → 09/2022
  Providence Private Wealth
  Arlington Heights, IL
• 06/2022 → 09/2022
  Wilmette Park District
  Wilmette, IL
• 01/2022 → 06/2022
  Santa Clara University Athletics Department
  Santa Clara, CA
• 06/2021 → 09/2021
  Wilmette Park District
  Wilmette, IL
• 04/2021 → 09/2021
  Sweet & Tart Shoppe
  Park Ridge, IL
• 06/2015 → 03/2021
  Unemployed
  Park Ridge, IL

Exams

• S66 Uniform Combined State Law Examination
  2025-08-23

Other Names

• William Nicholas Horak
• William N Horak