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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-15 |
| TX | RA | APPROVED | 2025-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2022 | Present |
| Athloton High School | Columbia | MD | 08/2013 | 05/2017 |
| D.E Walker Construction | Charlotte | NC | 06/2017 | 08/2017 |
| East Carolina University | Greenville | NC | 08/2017 | 05/2021 |
| Aflac | Silver Srping | MD | 05/2018 | 08/2018 |
| Mcdonalds | Savage | MD | 05/2018 | 08/2018 |
| East Carolina University | Greenville | NC | 06/2019 | 08/2020 |
| Kemper System Group Llc | Silver Spring | MD | 05/2020 | 05/2022 |
| Best Logistics Group | Charlotte | NC | 05/2022 | 07/2022 |
| Self-Employed | Charlotte | NC | 08/2022 | 10/2022 |
| Shmiggady Vending, Llc | Columbia | MD | 07/2021 | Present |
| Ballantyne Country Club | Charlotte | NC | 07/2024 | 08/2024 |
| Self-Employed | Charlotte | NC | 10/2024 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SHMIGGADY VENDING, LLC NON-INVESTMENT-RELATED ADDRESS: COLUMBIA, MD NATURE OF BUSINESS: VENDING MACHINE BUSINESS POSITION: OWNER START DATE: 07/2021 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: ACCOUNT MANAGEMENT NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: CONTRACT DRIVER POSITION: CONTRACTED WITH DOORDASH START DATE: 10/2024 APPROXIMATE HOURS/MONTH: 25 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-19 |
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