Benjamin Thomas Smith

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-12-04
PA	RA	APPROVED	2024-12-04

NJ RA
APPROVED

Since 2024-12-04
PA RA
APPROVED

Since 2024-12-04

Branch Locations

112 Haddontowne Court Suite 102, Cherry Hill, NJ 08034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Delaware	Newark	DE	08/2018	05/2022
Aurora Nonprofit Solutions	Oradell	NJ	05/2018	09/2018
Kestra Investment Services, Llc	Wilmington	DE	08/2022	11/2024
Nvrhs School District	Old Tappan	NJ	09/2004	06/2022
Lpl Financial Llc	Cherry Hill	NJ	12/2024	Present

08/2018 → 05/2022

University Of Delaware

Newark, DE
05/2018 → 09/2018

Aurora Nonprofit Solutions

Oradell, NJ
08/2022 → 11/2024

Kestra Investment Services, Llc

Wilmington, DE
09/2004 → 06/2022

Nvrhs School District

Old Tappan, NJ
12/2024 → Present

Lpl Financial Llc

Cherry Hill, NJ

Previous Registrations

2022-11-23 → 2024-12-06

Kestra Advisory Services, Llc

Philadelphia, PA

Wilmington, DE

Austin, TX

Other Businesses

1)11/19/2024 - Retirement Refined. LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-11

S66 Uniform Combined State Law Examination

2022-11-11

Other Names

Benjamin Smith

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews