Caitlin Chan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 09/2023
  Capital Group - American Funds Distributors, Inc.
  Carmel, IN
• 05/2021 → 05/2022
  University Of California - Berkeley
  Berkeley, CA
• 11/2018 → 08/2022
  Ruffalo Noel Levitz
  Berkeley, CA
• 05/2018 → 05/2022
  University Of California - Berkeley
  Berkeley, CA
• 01/2013 → 05/2018
  Unemployed
  Palmdale, CA
• 01/2023 → Present
  Mercari
  Palo Alto, CA
• 09/2023 → 05/2024
  Capital Group - American Funds Distributors, Inc.
  Carmel, IN
• 05/2024 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 05/2024 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 07/2024 → Present
  Patreon
  San Francisco, CA

Previous Registrations

• 2023-06-12 → 2024-05-11
  Capital Client Group, Inc.
  Carmel, IN
  San Antonio, TX

Other Businesses

Entity Name: Patreon Investment related: No Address: 600 Townsend St, Suite 500 San Francisco, CA 94103 Nature of the other business: Content Creation Position/Title/Relationship: Employee/Contractor Start Date: 07/14/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I write creative romance and fantasy short stories on Patreon for monthly profit. The external role is not related to my role in any way and there is no connection to JPMorgan Chase. Effective 5/20/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. MERCARI POSITION: Seller NATURE: I sell my used clothing and other items on Mercari for profit. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2023 ADDRESS: 1530 Page Mill Rd, #100, Palo Alto CA 94304, United States DESCRIPTION: Whenever someone buys, I pack the item and ship it out. Mercari handles all of the processing and shipping fees, I only get paid for the profit estimate Mercari provides.

Exams

• S66 Uniform Combined State Law Examination
  2023-06-12

Other Names

• Caitlin Chan
• Caitlin Justine Chan