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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-30
CA RA APPROVED 2023-01-23
  • TX RA
    APPROVED
    Since 2023-03-30
  • CA RA
    APPROVED
    Since 2023-01-23

Branch Locations

2905 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santa Monica Community College Santa Monica CA 11/2015 01/2018
Vapor Connection Thousand Oaks CA 02/2018 07/2018
Portland State University Portland OR 09/2018 06/2020
Unemployed Oak Park CA 07/2020 10/2021
U.S. Bank Morgan Hill CA 11/2021 08/2022
Bank Of America Merrill Lynch Milpitas CA 08/2022 Present
Whole Foods Thousand Oaks CA 10/2020 11/2020
Bank Of America N.A. Milpitas CA 10/2022 Present
  • 11/2015 → 01/2018
    Santa Monica Community College
    Santa Monica, CA
  • 02/2018 → 07/2018
    Vapor Connection
    Thousand Oaks, CA
  • 09/2018 → 06/2020
    Portland State University
    Portland, OR
  • 07/2020 → 10/2021
    Unemployed
    Oak Park, CA
  • 11/2021 → 08/2022
    U.S. Bank
    Morgan Hill, CA
  • 08/2022 → Present
    Bank Of America Merrill Lynch
    Milpitas, CA
  • 10/2020 → 11/2020
    Whole Foods
    Thousand Oaks, CA
  • 10/2022 → Present
    Bank Of America N.A.
    Milpitas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
  • S66 Uniform Combined State Law Examination
    2022-12-30

View on SEC IAPD

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