Cole Young

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-27

CA RA
APPROVED

Since 2026-02-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	11/2019	Present
State Farm	Tempe	AZ	06/2019	10/2019
Smoking Vapor	Chandler	AZ	10/2016	05/2019
Chick Fil A	Chandler	AZ	04/2013	09/2016
Chandler Gilbert Community College	Chandler	AZ	05/2016	05/2019

11/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
06/2019 → 10/2019

State Farm

Tempe, AZ
10/2016 → 05/2019

Smoking Vapor

Chandler, AZ
04/2013 → 09/2016

Chick Fil A

Chandler, AZ
05/2016 → 05/2019

Chandler Gilbert Community College

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-26

S66 Uniform Combined State Law Examination

2026-02-26

Other Names

Cole Reed Young

View on SEC IAPD