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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-30

Branch Locations

312 Northwest Highway, Grapevine, TX 76051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Managment Inc Grapevine TX 03/2023 Present
Robert Half Dallas TX 12/2021 10/2022
Unemployed Dallas TX 09/2020 12/2021
Micro Focus Plano TX 12/2019 09/2020
Homecare Homebase Dallas TX 03/2019 11/2019
Unemployed Dallas TX 11/2022 02/2023
Self Employed Dallas TX 01/2013 03/2019
Thrivent Financial Appleton WI 03/2023 10/2023
Thrivent Financial Appleton WI 10/2023 Present
  • 03/2023 → Present
    Thrivent Investment Managment Inc
    Grapevine, TX
  • 12/2021 → 10/2022
    Robert Half
    Dallas, TX
  • 09/2020 → 12/2021
    Unemployed
    Dallas, TX
  • 12/2019 → 09/2020
    Micro Focus
    Plano, TX
  • 03/2019 → 11/2019
    Homecare Homebase
    Dallas, TX
  • 11/2022 → 02/2023
    Unemployed
    Dallas, TX
  • 01/2013 → 03/2019
    Self Employed
    Dallas, TX
  • 03/2023 → 10/2023
    Thrivent Financial
    Appleton, WI
  • 10/2023 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-05-26
S65 Uniform Investment Adviser Law Examination 2022-07-09
  • S63 Uniform Securities Agent State Law Examination
    2023-05-26
  • S65 Uniform Investment Adviser Law Examination
    2022-07-09
Other Names
  • Vaughn Stefen Thompson

View on SEC IAPD

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