Nicholas D Hathaway

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2023-09-28
ME	RA	APPROVED	2023-06-15
TX	RA	APPROVED	2023-01-23
CT	RA	APPROVED	2022-12-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Haverhill	MA	08/2022	Present
Auburn Recreation Department	Auburn	ME	10/2017	08/2022
Martindale Country Club	Auburn	ME	05/2019	08/2022
Lewiston Auburn Youth Soccer Association	Auburn	ME	10/2015	05/2018
Providence College	Providence	RI	01/2022	05/2022
Providence College	Providence	RI	08/2018	05/2022
Twin City Financial Group	Lewiston	ME	05/2021	08/2021
Ingersoll Turf Facility	Auburn	ME	10/2017	08/2021
Bank Of America, N.A.	Haverhill	MA	11/2022	Present

08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Haverhill, MA
10/2017 → 08/2022

Auburn Recreation Department

Auburn, ME
05/2019 → 08/2022

Martindale Country Club

Auburn, ME
10/2015 → 05/2018

Lewiston Auburn Youth Soccer Association

Auburn, ME
01/2022 → 05/2022

Providence College

Providence, RI
08/2018 → 05/2022

Providence College

Providence, RI
05/2021 → 08/2021

Twin City Financial Group

Lewiston, ME
10/2017 → 08/2021

Ingersoll Turf Facility

Auburn, ME
11/2022 → Present

Bank Of America, N.A.

Haverhill, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-01

Other Firms