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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED | 2025-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 08/2022 | 01/2025 |
| American Express | Phoenix | AZ | 04/2019 | 09/2022 |
| Bank Of America | Phoenix | AZ | 05/2015 | 08/2019 |
| Bank Of America | Phoenix | AZ | 08/2022 | 01/2025 |
| J.P. Morgan Securities Llc | Tempe | AZ | 01/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 01/2025 | Present |
| Amazon Flex | Glendale | AZ | 09/2022 | Present |
Biz Name: Amazon Flex Non-Investment Related Biz Add: Glendale AZ 85305 Position: Delivery Driver Nature of Biz: Amazon Start Date: 09/2022 the approximate number of hours/month you devote to the other business: 10 Hours the number of hours you devote to the other business during securities trading hours: 0 Hours during trading hours Duties: Driver
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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