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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-14
IL RA APPROVED 2022-12-13
  • TX RA
    APPROVED
    Since 2022-12-14
  • IL RA
    APPROVED
    Since 2022-12-13

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 08/2022 Present
River Forest Country Club Elmhurst IL 05/2014 08/2021
The Red Lion Champaign IL 08/2019 04/2021
Gifts For You Now Woodridge IL 06/2021 07/2021
School Elmhurst IL 08/2012 05/2018
Unemployed Elmhurst IL 05/2022 08/2022
University Of Illinois Urbana Champaign Champaign IL 08/2018 05/2022
  • 08/2022 → Present
    Rolling Meadows, IL
  • 05/2014 → 08/2021
    River Forest Country Club
    Elmhurst, IL
  • 08/2019 → 04/2021
    The Red Lion
    Champaign, IL
  • 06/2021 → 07/2021
    Gifts For You Now
    Woodridge, IL
  • 08/2012 → 05/2018
    School
    Elmhurst, IL
  • 05/2022 → 08/2022
    Unemployed
    Elmhurst, IL
  • 08/2018 → 05/2022
    University Of Illinois Urbana Champaign
    Champaign, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-12

View on SEC IAPD

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