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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-04
MN RA APPROVED 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2026-03-04
  • MN RA
    APPROVED
    Since 2026-03-03

Branch Locations

294 Grove Lane E Suite 240, Wayzata , MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Minneapolis MN 05/2012 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 11/2019
Ubs Financial Services Inc. Bloomington MN 11/2019 03/2026
Wells Fargo Advisors Financial Network, Llc Wayzata MN 03/2026 Present
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: American Bandy Association/ INVESTMENT RELATED?: N / ADDRESS: 1963 County Rd E2 W, Arden Hills, Minnesota/ NATURE OF THE BUSINESS: We are an amateur sports organization that supports youth programs, a league, and a men's and women's national team to further develop the sport in the US./ POSITION: I am the President of the American Bandy Association/ DUTIES:I am a representative for the Men's National Team. We are a small organization focusing on growing the game of Bandy in the US and representing our country on the world stage at the world championships. We are unpaid and do not handle any investments of any kind. We support youth programs for kids to create an outlet outside of hockey and a landing place where they can learn the game and develop./ START DATE: 1/1/2010 / HOURS DEVOTED TO BUSINESS: NA SNOW PINE HOLDINGS, LLC ; INV RELATED;MEDINA,MN; MERCHANT TRANSACTION;6% OWNERSHIP; START DATE: 03/03/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING; SNOW PINE LEGACYCO, LLC ; INV RELATED;MEDINA,MN; MERCHANT LLC ;10% OWNERSHIP; START DATE: 03/03/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING; BAYSIDE CAPITAL LLC ; INV RELATED;WAYZATA,MN; LLC;100% OWNERSHIP; START DATE: 03/03/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING; SNOW PINE WEALTH, LLC; INV RELATED;WAYZATA,MN; LLC;100% OWNERSHIP; START DATE: 03/03/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING; SNOW PINE LEGACY PARTNERS, LLC; INV RELATED;WAYZATA,MN; LLC;100% OWNERSHIP; START DATE: 03/03/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-23
  • S66 Uniform Combined State Law Examination
    2010-12-23

View on SEC IAPD

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