Mathias Bohorquez

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-06
RI	RA	APPROVED	2023-03-01

TX RA
APPROVED

Since 2023-03-06
RI RA
APPROVED

Since 2023-03-01

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	08/2022	Present
Sipaque Llc	Pawtucket	RI	08/2016	02/2021
Sac Corp.	Providence	RI	09/2021	10/2021
Geneva Diner	North Providence	RI	10/2021	Present
University Of Rhode Island	South Kingston	RI	09/2020	05/2022
Times2 Stem Academy	Providence	RI	08/2011	06/2017
Community College Of Rhode Island	Warwick	RI	09/2017	05/2020
Bank Of America, N.A.	Lincoln	RI	07/2025	Present

08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
08/2016 → 02/2021

Sipaque Llc

Pawtucket, RI
09/2021 → 10/2021

Sac Corp.

Providence, RI
10/2021 → Present

Geneva Diner

North Providence, RI
09/2020 → 05/2022

University Of Rhode Island

South Kingston, RI
08/2011 → 06/2017

Times2 Stem Academy

Providence, RI
09/2017 → 05/2020

Community College Of Rhode Island

Warwick, RI
07/2025 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

currently serving at a diner that's family owned by a family friend (Geneva Diner), it is not investment related. I began working on October of 2021, weekends only from 7am - 2pm. Address is 1165 Douglas Ave, North Providence, RI, 02904.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-27

S66 Uniform Combined State Law Examination

2023-02-27