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Kevin A Yanza

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverhead, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
NY RA APPROVED 2022-11-30
  • TX RA
    APPROVED
    Since 2023-01-23
  • NY RA
    APPROVED
    Since 2022-11-30

Branch Locations

499 Old Country Rd, Riverhead, NY 11901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hauppauge NY 08/2022 Present
Bank Of America, N.A. Hauppauge NY 08/2022 Present
Cebollines Grill Lindenhurst NY 05/2022 08/2022
Unemployed Farmingville XX 01/2021 08/2021
Suny College At Oneonta Oneonta NY 08/2018 05/2022
Off Key Tiki Patchogue NY 05/2019 08/2019
Unemployed Farmingville NY 10/2012 05/2019
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hauppauge, NY
  • 08/2022 → Present
    Bank Of America, N.A.
    Hauppauge, NY
  • 05/2022 → 08/2022
    Cebollines Grill
    Lindenhurst, NY
  • 01/2021 → 08/2021
    Unemployed
    Farmingville, XX
  • 08/2018 → 05/2022
    Suny College At Oneonta
    Oneonta, NY
  • 05/2019 → 08/2019
    Off Key Tiki
    Patchogue, NY
  • 10/2012 → 05/2019
    Unemployed
    Farmingville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28

View on SEC IAPD

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JAMES DUFFY
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DONNA ANN WESS
FRANK STEVEN MARINACE
LAURA ANNE FENNELL

Other Offices

MORGAN STANLEY · RIVERHEAD, NY
EAST END FINANCIAL GROUP, INC. · RIVERHEAD, NY
OSAIC WEALTH, INC. · RIVERHEAD, NY
J.P. MORGAN SECURITIES LLC · RIVERHEAD, NY
SPRUCE POINT CAPITAL MANAGEMENT, LLC · RIVERHEAD, NY
LPL FINANCIAL LLC · RIVERHEAD, NY
PECONIC ASSET PLANNING · RIVERHEAD, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY

More in Riverhead, NY

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