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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-06-09
OK RA APPROVED 2026-06-04
TX RA APPROVED 2026-06-04
FL RA APPROVED 2026-05-06
  • DC RA
    APPROVED
    Since 2026-06-09
  • OK RA
    APPROVED
    Since 2026-06-04
  • TX RA
    APPROVED
    Since 2026-06-04
  • FL RA
    APPROVED
    Since 2026-05-06

Branch Locations

Orlando, FL • United States

4321 N Ballard Rd, Appleton, WI 54919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Orlando FL 10/2022 11/2022
Berry Vegan Cupcakes Orlando FL 04/2022 10/2022
Nikki's Place Orlando FL 09/2021 11/2021
Boys & Girls Club Of Central Florida Orlando FL 01/2020 05/2021
Trinbago Deals Llc Orange City FL 05/2019 01/2020
Berry Vegan Cupcakes Orlando FL 12/2017 10/2022
Homemaker Orlando FL 05/2017 12/2017
Full-Time Education Gainesville FL 01/2017 12/2018
Cvs Specialty Pharmacy Orlando FL 05/2016 05/2017
Charles Schwab & Co., Inc. Orlando FL 11/2022 03/2026
Randstad Orlando FL 11/2021 04/2022
Thrivent Investment Management Inc Minneapolis MN 04/2026 Present
Thrivent Financial Appleton WI 04/2026 Present
  • 10/2022 → 11/2022
    Unemployed
    Orlando, FL
  • 04/2022 → 10/2022
    Berry Vegan Cupcakes
    Orlando, FL
  • 09/2021 → 11/2021
    Nikki's Place
    Orlando, FL
  • 01/2020 → 05/2021
    Boys & Girls Club Of Central Florida
    Orlando, FL
  • 05/2019 → 01/2020
    Trinbago Deals Llc
    Orange City, FL
  • 12/2017 → 10/2022
    Berry Vegan Cupcakes
    Orlando, FL
  • 05/2017 → 12/2017
    Homemaker
    Orlando, FL
  • 01/2017 → 12/2018
    Full-Time Education
    Gainesville, FL
  • 05/2016 → 05/2017
    Cvs Specialty Pharmacy
    Orlando, FL
  • 11/2022 → 03/2026
    Orlando, FL
  • 11/2021 → 04/2022
    Randstad
    Orlando, FL
  • 04/2026 → Present
    Minneapolis, MN
  • 04/2026 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

BERRY VEGAN CUPCAKES POSITION: CEO NATURE: Plant-based, vegan bakery that makes money by selling pasties on some weekends and hosting seasonal dinner events. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2026 ADDRESS: 6830 Magnolia Pointe Cir, Orlando FL 32810, United States DESCRIPTION: Baking, advertising, marketing, event planning & hosting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
S63 Uniform Securities Agent State Law Examination 2023-03-09
  • S66 Uniform Combined State Law Examination
    2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    2023-03-09

View on SEC IAPD

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