Sean David Thompson

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2017
  Grafton Public Schools
  Grafton, MA
• 05/2017 → 09/2017
  Rafferty Wholesale
  Sterling, MA
• 09/2017 → 01/2019
  University Of South Carolina
  Columbia, SC
• 05/2018 → 09/2019
  Avalonbay Communities
  Marlborough, MA
• 09/2019 → 05/2021
  Umass Amherst
  Amherst, MA
• 05/2020 → 08/2020
  Cantella N Co
  Malden, MA
• 06/2021 → 09/2023
  Fidelity Investments
  Merrimack, NH
• 09/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 09/2023 → 01/2024
  Private Client Services
  Overland Park, KS
• 11/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Other Businesses

PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 01/2024, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-02
• S63 Uniform Securities Agent State Law Examination
  2023-02-07

Other Names

• Sean David Thompson
• Sean Thompson