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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8235 Holly Rd., Ste 4, Grand Blanc, MI 48439-2442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Grand Blanc | MI | 11/2007 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Attica | MI | 11/2007 | 07/2021 |
| Lpl Financial Llc | Grand Blanc | MI | 07/2021 | Present |
1. 7/30/2021 - MMB Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/21/2021. 2. 9/23/2021 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 09/23/2021 - 4 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-09 |
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