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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-11
  • NC RA
    APPROVED
    Since 2026-02-11

Branch Locations

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 09/2022 01/2023
Amazon Charlotte NC 07/2020 06/2021
Bob'S Convenient Market Greensboro NC 03/2016 11/2019
University Of North Carolina At Charlotte Charlotte NC 08/2018 05/2022
Unemployed Charlotte NC 05/2022 09/2022
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 04/2023 Present
Tiaa Charlotte NC 04/2023 Present
Unemployed Charlotte NC 01/2023 04/2023
Harris Teeter Charlotte NC 04/2018 03/2019
Dollar Tree Stores, Inc. Charlotte NC 05/2016 02/2017
  • 09/2022 → 01/2023
    Vanguard Marketing Corporation
    Charlotte, NC
  • 07/2020 → 06/2021
    Amazon
    Charlotte, NC
  • 03/2016 → 11/2019
    Bob'S Convenient Market
    Greensboro, NC
  • 08/2018 → 05/2022
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 05/2022 → 09/2022
    Unemployed
    Charlotte, NC
  • 04/2023 → Present
    Charlotte, NC
  • 04/2023 → Present
    Tiaa
    Charlotte, NC
  • 01/2023 → 04/2023
    Unemployed
    Charlotte, NC
  • 04/2018 → 03/2019
    Harris Teeter
    Charlotte, NC
  • 05/2016 → 02/2017
    Dollar Tree Stores, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-11
S63 Uniform Securities Agent State Law Examination 2023-05-18
  • S65 Uniform Investment Adviser Law Examination
    2026-02-11
  • S63 Uniform Securities Agent State Law Examination
    2023-05-18
Other Names
  • Joel Vincent
  • Joel C Vincent

View on SEC IAPD

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