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Marina Ruiz De Gauna Frances

J.P. Morgan Securities LLC

Greenwich, CT

CRD 7623257

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-20
CT RA APPROVED 2026-01-16
  • TX RA
    APPROVED_RES
    Since 2026-01-20
  • CT RA
    APPROVED
    Since 2026-01-16

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Greenwich CT 01/2026 Present
J.P. Morgan Securities Llc Greenwich CT 01/2026 Present
Ubs Financial Services Inc New York NY 09/2022 12/2025
Greenwich Country Club Greenwich CT 09/2018 07/2024
Manhattanville College Purchase NY 05/2018 05/2020
Aspetuck Valley Country Club Weston CT 06/2014 04/2018
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 01/2026 → Present
    Greenwich, CT
  • 09/2022 → 12/2025
    New York, NY
  • 09/2018 → 07/2024
    Greenwich Country Club
    Greenwich, CT
  • 05/2018 → 05/2020
    Manhattanville College
    Purchase, NY
  • 06/2014 → 04/2018
    Aspetuck Valley Country Club
    Weston, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Marina Ruizdegaunafrances
  • Marin Ruizdegaunafrances
  • Marinaruiz Degauna
  • Marina Ruiz De Gauna Frances
  • Marina Ruiz De Gauna

View on SEC IAPD

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