Michael Diamond Allen

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 10/2017
  Fastenal
  High Point, NC
• 02/2017 → 03/2020
  Industrial Air
  Greensboro, NC
• 03/2020 → 09/2020
  Crown Mark
  High Point, NC
• 09/2020 → 08/2021
  National Freight Industries
  Greensboro, NC
• 08/2021 → 03/2022
  Borad Path
  Tucson, AZ
• 03/2022 → 08/2022
  Unemployed
  Greensboro, NC
• 08/2022 → Present
  Principal Life Insurance
  Charlotte, NC
• 08/2022 → Present
  Principal Securities
  Charlotte, NC
• 04/2024 → Present
  Principal Advised Services
  Charlotte, NC

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/22/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL BANK POSITION POSITION: Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2021 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **RUBY RIDES, LLC POSITION: Rental Car Business NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2025 ADDRESS: 4974 Payne St, Trinity NC 27370, United States DESCRIPTION: Ruby Rides is an LLC. This is a business he is renting a car that he owns on the Turo platform. **RUBY HUNTERS, LLC POSITION: Ruby Hunters LLC NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2025 ADDRESS: 160 Hamlet Way, Reidsville NC 27320, United States DESCRIPTION: Rental Property.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-23
• S63 Uniform Securities Agent State Law Examination
  2022-10-14