James Edward Dillon

Current Employers

Employment History

• 08/1992 → Present
  Montessori Manor, Inc.
  El Dorado Hills, CA
• 03/2016 → Present
  Independent Financial Group, Llc
  Sacramento, CA

Previous Registrations

• 2009-09-04 → 2016-04-13
  Transamerica Financial Advisors, Llc
  Roseville, CA
  Shingle Springs, CA
• 2008-05-19 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Roseville, CA
  Shingle Springs, CA
• 2007-04-09 → 2008-05-02
  Investment Advisors International, Inc.
  El Dorado Hills, CA

Other Businesses

(1) RENTAL PROPERTY POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2018 ADDRESS: 4035 Wigeon Ct, Shingle Springs CA 95682, United States DESCRIPTION: 100% RENTAL PROPERTY OWNER (2) DILLON FINANCIAL SERVICES POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2008 ADDRESS: 9700 Business Park Dr, Ste 204, Sacramento CA 95827, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (3) MONTESSORI MANOR, INC POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/1992 ADDRESS: 2222 Francisco Drive, Suite 400, El Dorado Hills CA 95762, United States DESCRIPTION: 50% OWNER AND CFO OF MONTESSORI MANOR, INC. A PRE-SCHOOL AND KINDERGARTEN

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-20
• S63 Uniform Securities Agent State Law Examination
  2006-12-21

Designations

Other Names

• James Dillon