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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-16 |
Branch Locations
7500 College Blvd Suite 500 Office 567, Overland Park, KS 66210 • United States
655 W Fulton St Ste 13-B-1, Sanford, FL 32771 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Sanford | FL | 05/2022 | Present |
| Pfs Investments Inc. | Sanford | FL | 09/2022 | Present |
| Dulniak Tax And Accounting Services Llc | Winter Park | FL | 01/2012 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Dulniak Tax and Accounting Service LLC, Not Investment Related, 2265 Lee Rd Ste 128 Winter Park, Florida 32789, Nature of Business: Tax Preparation, Position/Title: Sr Tax Accountant, 01/2012 To Present, 160 Hours Per Month (160 Of Hours Per Month During Securities Trading Hours). Sweet Pea Services USA Inc, Not Investment Related, 196 Dublin Dr Lake Mary, Florida 32746, Nature of Business: Tax Preparation, Position/Title: President, 01/2016 To Present, 2 Hours Per Month (0 Of Hours Per Month During Securities Trading Hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-26 |
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