Best Investors Account Sign in
Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-16
  • FL RA
    APPROVED
    Since 2023-11-16

Branch Locations

Lake Mary, FL • United States

7500 College Blvd Suite 500 Office 567, Overland Park, KS 66210 • United States

655 W Fulton St Ste 13-B-1, Sanford, FL 32771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Sanford FL 05/2022 Present
Pfs Investments Inc. Sanford FL 09/2022 Present
Dulniak Tax And Accounting Services Llc Winter Park FL 01/2012 Present
  • 05/2022 → Present
    Primerica Financial Services
    Sanford, FL
  • 09/2022 → Present
    Sanford, FL
  • 01/2012 → Present
    Dulniak Tax And Accounting Services Llc
    Winter Park, FL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Dulniak Tax and Accounting Service LLC, Not Investment Related, 2265 Lee Rd Ste 128 Winter Park, Florida 32789, Nature of Business: Tax Preparation, Position/Title: Sr Tax Accountant, 01/2012 To Present, 160 Hours Per Month (160 Of Hours Per Month During Securities Trading Hours). Sweet Pea Services USA Inc, Not Investment Related, 196 Dublin Dr Lake Mary, Florida 32746, Nature of Business: Tax Preparation, Position/Title: President, 01/2016 To Present, 2 Hours Per Month (0 Of Hours Per Month During Securities Trading Hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-19
S63 Uniform Securities Agent State Law Examination 2022-11-26
  • S65 Uniform Investment Adviser Law Examination
    2023-10-19
  • S63 Uniform Securities Agent State Law Examination
    2022-11-26

View on SEC IAPD

More in Lake Mary, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor