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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Smithfield | RI | 08/2022 | 12/2024 |
| Keybank | Hamilton | OH | 05/2021 | 08/2021 |
| The Home Depot | Norwood | MA | 05/2020 | 01/2021 |
| Tavolino | Foxborough | MA | 10/2017 | 08/2019 |
| Dairy Queen | Foxborough | MA | 06/2017 | 08/2017 |
| Staples | Norwood | MA | 10/2016 | 02/2017 |
| Xavier University | Cincinnati | OH | 08/2018 | 05/2022 |
| Walpole High School | Walpole | MA | 08/2014 | 06/2018 |
| Unemployed | Walpole | MA | 12/2024 | 07/2025 |
| Thomas Tartt Brown | Charlotte | NC | 07/2025 | Present |
| Robert Turner Dayton | Charlotte | NC | 07/2025 | Present |
| John B Garwood | Charlotte | NC | 07/2025 | Present |
| John R Mclaughlin | Charlotte | NC | 07/2025 | Present |
| Jason Newsome | Charlotte | NC | 07/2025 | Present |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 08/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-06 |
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